Are You Compliant with SEC Regulation S-K Item 106?

RISCPoint begins by conducting a thorough assessment of your company's cybersecurity risks. This process involves an inventory of all information systems, identifying potential cybersecurity threats, and evaluating the likelihood and impact of these threats. Our team determines your inherent risk and evaluates the effectiveness of existing controls to pinpoint areas of high residual risk. This foundational assessment allows us to develop a customized strategy for enhancing your cybersecurity posture in line with SEC Regulation 106.

Transparency in disclosing cyber risks to investors is crucial under SEC Regulation 106. RISCPoint guides you in crafting detailed disclosures that accurately represent your cybersecurity risk exposure and incident management capabilities. Our expertise ensures that these disclosures not only comply with SEC mandates but also reinforce investor trust by clearly communicating how risks are identified, assessed, and mitigated.

Effective governance involves detailed reporting on cybersecurity risks to the board of directors. RISCPoint aids in establishing robust reporting mechanisms that detail the board's oversight of cybersecurity risks, including the identification, assessment, and management processes. Our approach ensures that the board is well-informed and actively engaged in cybersecurity governance, fulfilling SEC requirements and enhancing overall corporate governance frameworks.

Managing cyber risk is a dynamic process that requires ongoing attention and adaptation. RISCPoint supports your company in describing and implementing methods for managing cybersecurity risks. This includes engaging with third-party service providers when necessary, implementing cybersecurity controls, and monitoring the effectiveness of these controls. Our management strategies are designed to mitigate identified risks effectively and demonstrate to the SEC and investors that your company is.